Somewhere Bogota, D.C., Capital District, Colombia Join or sign in to find your next job Join to apply for the Legal Compliance Associate role at Somewhere Somewhere Bogota, D.C., Capital District, Colombia 2 days ago Be among the first 25 applicants Join to apply for the Legal Compliance Associate role at Somewhere Job Title: Compliance Associate Department: Legal / Risk Management Location: Remote Reports to: Chief Operating Officer/ Chief Compliance Officer Job Summary The Compliance Associate ensures that the Firm’s clients comply with all regulatory and legal requirements while promoting ethical practices across business operations. This role is crucial in minimizing legal risk, fostering a culture of integrity, and maintaining corporate governance standards. They will provide assistance to the Chief Compliance Officer through regulatory filings, research, memoranda drafting, supervisory reviews, and other compliance tasks. Key Responsibilities Oversee regulatory filings for SEC, FINRA, CFTC registered firms Monitor and interpret changes in legal and regulatory requirements affecting the organization Develop, implement, and update internal compliance policies and procedures Conduct risk assessments to identify potential legal and compliance threats Advise departments and senior leadership on compliance-related matters Coordinate and support internal and external audits and investigations Deliver training programs on legal compliance, ethics, and regulatory changes Liaise with government agencies, regulatory bodies, and external legal counsel Maintain records and prepare reports for compliance activities and risk mitigation Requirements Qualifications Bachelor’s degree in Accounting, Finance, Law, or related field Professional certification (e.g., CCEP, LCO) is advantageous Experience: 3-5 years in legal, regulatory compliance, or risk management Strong familiarity with industry-specific guidelines including SEC, FINRA, and CFTC Rules and regulations including those specific to investment advisors, investment companies, and broker-dealers Skills: Excellent analytical and problem-solving skills Ability to communicate complex legal concepts in plain language High attention to detail and organizational skills Strong ethical compass and decision-making ability Seniority level Seniority level Mid-Senior level Employment type Employment type Full-time Job function Job function Legal Industries Staffing and Recruiting Referrals increase your chances of interviewing at Somewhere by 2x Get notified about new Legal Associate jobs in Bogota, D.C., Capital District, Colombia . Bogota, D.C., Capital District, Colombia $8,320.00-$10,400.00 1 month ago Bogota, D.C., Capital District, Colombia 6 days ago Bogota, D.C., Capital District, Colombia 3 weeks ago Bogota, D.C., Capital District, Colombia 4 days ago Bogota, D.C., Capital District, Colombia $8,320.00-$10,400.00 1 week ago Bogota, D.C., Capital District, Colombia 2 months ago Bogota, D.C., Capital District, Colombia $8,320.00-$10,400.00 1 week ago Virtual Legal Records Demands Specialist (REMOTE) Mosquera, Cundinamarca, Colombia 3 weeks ago Bogota, D.C., Capital District, Colombia 3 weeks ago Bogota, D.C., Capital District, Colombia 3 weeks ago We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr